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2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-11-07 |
Branch Locations
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii - John Hancock | Los Angeles | CA | 06/2018 | 11/2018 |
| First Pacific Advisors, Llc | Los Angeles | CA | 09/2015 | 05/2018 |
| Seia Llc | Los Angeles | CA | 06/2018 | Present |
| Royal Alliance Associates, Inc. | Los Angeles | CA | 11/2018 | 08/2023 |
| Ses Inc. | Los Angeles | CA | 08/2023 | Present |
1) WFP WINE COMPANY, LLC POSITION: Co-Founder NATURE: Partnership INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2011 ADDRESS: 1601 N Sepulveda Blvd, #158, Manhattan Beach CA 90266, United States DESCRIPTION: Producing and Distributing/Selling wine 2) SEIA POSITION: Senior Portfolio Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 06/04/2018 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: RIA Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-07 |
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