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6005 Hidden Valley Road Suite 290, Carlsbad, CA 92011 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2022-01-04 |
Branch Locations
6005 Hidden Valley Road Suite 290, Carlsbad, CA 92011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axxcess Wealth Management, Llc | Carlsbad | CA | 03/2013 | Present |
| Arete Wealth Management, Llc | Carlsbad | CA | 10/2013 | 04/2023 |
| Arete Wealth Advisors, Llc | Carlsbad | CA | 02/2015 | 10/2023 |
[1] AURORA SPINE GROUP; NOT INVESTMENT-RELATED; 1930 PALOMAR POINT WAY, CARSBAD, CA 92008; AURORA IS A MEDICAL DEVICE MANUFACTURER; BOARD MEMBER; START DATE 08/2013; 10-15 HOURS PER YEAR DEVOTED TO THIS BUSINESS; NOT DURING SECURITIES TRADING HOURS; AS A BOARD MEMBER, MR. SEID PROVIDES STRATEGIC GUIDANCE AND ADVICE TO THE COMPANY. [2] RENTAL PROPERTIES; NOT INVESTMENT-RELATED; ARIZONA; REAL ESTATE; OWNER; ACQUIRED THE RENTAL PROPERTIES IN 2004, 2005, AND 2018; LESS THAN 5 HOURS PER YEAR, NOT DURING SECURITIES TRADING HOURS. [3] INSURANCE; NOT INVESTMENT-RELATED; 6005 HIDDEN VALLEY ROAD, SUITE 290, CARLSBAD, CA 92011; INSURANCE; AGENT; START 08/2013; SALES OF INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-03 |
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