Carisa Dawn Epperson

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2010-08-02

TX RA
APPROVED

Since 2010-08-02

Branch Locations

Wylie, TX • United States

3333 Premier Dr Ste 100, Plano, TX 75023 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Richardson	TX	09/2007	03/2020
Ameriprise Financial Services, Llc	Richardson	TX	03/2020	Present

09/2007 → 03/2020

Ameriprise Financial Services, Inc.

Richardson, TX
03/2020 → Present

Ameriprise Financial Services, Llc

Richardson, TX

Other Businesses

Outside Employment; Genesis 1:1, LLC; Operations Director/Paraplanner; Manage advisory business; 3333 Premier Drive #100, , Plano, TX, 75023; Investment-Related; 01/01/2022; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-07-30

S66 Uniform Combined State Law Examination

2010-07-30

Other Names

Carisa Dawn Grimes
Carisa Dawn Grimes

View on SEC IAPD