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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-10-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Temple | TX | 10/2004 | Present |
| 360 Wealth Management Llc | Temple | TX | 05/2016 | 08/2017 |
| Independent Financial Partners | Temple | TX | 06/2017 | 10/2018 |
| Independent Advisor Alliance, Llc | Temple | TX | 10/2018 | Present |
1. 8/27/2004 - JOHN BAILEY FINANCIAL - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 10/4/2004 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - INSURANCE. 3. 7/17/2015 - NO BUSINESS NAME - Not Investment Related - At Reported Business Location(s) - OTHER-NOTARY - START DATE: 08/01/2015 - 1 Hour Per Month During Securities Trading - LICENSED NOTARY - Notary Public. 4. 11/7/2018 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 09/14/2018 - 30 Hours Per Month/30 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 11/07/2018. I expect to spend approximately 30 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 03/14/2022 - Bailey Building & Loan, LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 03/01/2022 - 4 Hours Per Month/0 Hours During Securities Trading. 6. 05/05/2022 - Independent Advisor Alliance - DBA: (Hybrid) John Bailey Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 10/20/2019 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 5/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 01/16/2026 - John Bailey Financial, Inc. - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-24 |
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