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Anthony Thomas Burns

Raymond James & Associates, Inc.

Charlotte, NC

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-30
NC RA APPROVED 2021-05-19
  • TX RA
    APPROVED
    Since 2021-06-30
  • NC RA
    APPROVED
    Since 2021-05-19

Branch Locations

3540 Toringdon Way Suite 510, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charlotte NC 11/2009 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 05/2021
Raymond James & Associates Inc. Charlotte NC 05/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-09-15
S63 Uniform Securities Agent State Law Examination 1997-05-08
  • S65 Uniform Investment Adviser Law Examination
    2003-09-15
  • S63 Uniform Securities Agent State Law Examination
    1997-05-08
Designations
Other Names
  • Tony Burns
  • Anthony Burns

View on SEC IAPD

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