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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-06-05 |
| CA | RA | APPROVED | 2009-10-23 |
Branch Locations
333 S Hope St, Los Angeles, CA 90071 • United States
Pasadena, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 10/2009 | Present |
| Bank Of America, N.A. | Los Angeles | CA | 07/2011 | Present |
I*4210268, Entity Type: , Name of OBA: A I H TTEE M C H TTEE U/A DTD 10/09/2012 , Address: Pasadena, California, 91101, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 03/30/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-31 |
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