Nicole Ann Vicencio

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2019-11-14
TX	RA	APPROVED	2018-01-03

PA RA
APPROVED

Since 2019-11-14
TX RA
APPROVED

Since 2018-01-03

Branch Locations

Kennett Square, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Reston	VA	01/2015	12/2017
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	12/2017
Lpl Financial, Llc	Arlington	VA	12/2017	Present

01/2015 → 12/2017

Morgan Stanley

Reston, VA
01/2015 → 12/2017

Morgan Stanley Private Bank, N.A.

New York, NY
12/2017 → Present

Lpl Financial, Llc

Arlington, VA

Previous Registrations

2016-12-23 → 2017-12-22

Morgan Stanley

Mclean, VA

Reston, VA

Other Businesses

1. 12/21/2017 - SEQUOIA WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ ARLINGTON, VA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-12-23

S66 Uniform Combined State Law Examination

2016-12-23

View on SEC IAPD