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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-04-05
CO RA APPROVED 2022-04-04
TX RA APPROVED 2017-05-12
CA RA APPROVED 2017-04-27
  • AZ RA
    APPROVED
    Since 2022-04-05
  • CO RA
    APPROVED
    Since 2022-04-04
  • TX RA
    APPROVED
    Since 2017-05-12
  • CA RA
    APPROVED
    Since 2017-04-27

Branch Locations

2029 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Walnut Creek CA 08/1991 10/2016
Jpmorgan Securities Llc Walnut Creek CA 10/2016 Present
  • 08/1991 → 10/2016
    Jpmorgan Chase Bank
    Walnut Creek, CA
  • 10/2016 → Present
    Jpmorgan Securities Llc
    Walnut Creek, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-14
  • S66 Uniform Combined State Law Examination
    2017-04-14
Other Names
  • Donavin Dionne Bausley

View on SEC IAPD

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