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Kevin Thomas Adams

Janney Montgomery Scott LLC

Pittsburgh, PA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-29
PA RA APPROVED 2017-07-25
  • TX RA
    APPROVED_RES
    Since 2019-01-29
  • PA RA
    APPROVED
    Since 2017-07-25

Branch Locations

One Ppg Place Suite 2200, Pittsburgh, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Monroeville PA 05/2015 07/2017
Janney Montgomery Scott Llc Pittsburgh PA 07/2017 11/2020
Janney Montgomery Scott Llc Pittsburgh PA 11/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-03
S63 Uniform Securities Agent State Law Examination 1997-08-11
  • S66 Uniform Combined State Law Examination
    2011-06-03
  • S63 Uniform Securities Agent State Law Examination
    1997-08-11
Other Names
  • Kevin Thomas Adams
  • Kevin T Adams

View on SEC IAPD

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