Stephen David Dissette

Current Employers

Horter Investment Management, Llc

11726 Seven Gables Rd Symmes Township, Cincinnati, OH 45249 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2025-01-01
TX	RA	APPROVED_RES	2022-02-16
IL	RA	APPROVED	2014-09-08
IN	RA	APPROVED	2014-09-08

MI RA
APPROVED

Since 2025-01-01
TX RA
APPROVED_RES

Since 2022-02-16
IL RA
APPROVED

Since 2014-09-08
IN RA
APPROVED

Since 2014-09-08

Branch Locations

Trail Creek, IN • United States

11726 Seven Gables Rd Symmes Township, Cincinnati, OH 45249 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
World Financial Group	Oak Brook	IL	04/2002	12/2019
Stephen D. Dissette & Associates	Trail Creek	IN	08/2014	Present
Horter Investment Management	Cincinnati	OH	09/2014	Present

04/2002 → 12/2019

World Financial Group

Oak Brook, IL
08/2014 → Present

Stephen D. Dissette & Associates

Trail Creek, IN
09/2014 → Present

Horter Investment Management

Cincinnati, OH

Previous Registrations

2012-01-06 → 2014-09-04

Transamerica Financial Advisors, Llc

Oakbrook Terrace, IL

Hoffman Estates, IL
2010-11-08 → 2012-01-06

Investment Advisors International, Inc.

Oak Brook, IL
2008-10-31 → 2010-07-27

Redhawk Wealth Advisors, Inc.

Palos Hills, IL
2008-04-01 → 2009-12-22

American Investment Services

Evergreen Park, IL
2007-09-07 → 2008-03-26

Investment Advisors International, Inc.

Hickory Hills, IL

Other Businesses

Name of Business: Stephen D. Dissette & Associates Investment Related?: Yes Current Business Address: 235 Old Mill Road, Trail Creek In 46360 Nature of business: insurance and annuities sales Your Title: Owner Start Date: 08/2014 Approx # of hours per month devoted to this business: 135 # of hours devoted during securities exchange hours: 135 Briefly describe your duties: Offers clients fixed investments and annuity products through workshops, classes, and educational programs through COFE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-08-05
S63	Uniform Securities Agent State Law Examination	1997-05-09

S65 Uniform Investment Adviser Law Examination

2005-08-05
S63 Uniform Securities Agent State Law Examination

1997-05-09

Other Names

Stephen David Dissette

View on SEC IAPD