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Alejandro Enrique Wabnik

Ubs Financial Services Inc.

Miami, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
FL RA APPROVED 2013-07-25
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • FL RA
    APPROVED
    Since 2013-07-25

Branch Locations

100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Miami FL 11/2013 Present
Previous Registrations
Other Businesses

277 nomad llc 6000 island blvs apt 503 / United States/ No / Company / Start Date 10/23/2018/ 33160 No / No

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-07-23
S66 Uniform Combined State Law Examination 2007-11-19
S63 Uniform Securities Agent State Law Examination 2002-09-07
  • S65 Uniform Investment Adviser Law Examination
    2013-07-23
  • S66 Uniform Combined State Law Examination
    2007-11-19
  • S63 Uniform Securities Agent State Law Examination
    2002-09-07
Other Names
  • Alejandro Wabnik
  • Alejandro Enrique Wabnik

View on SEC IAPD

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