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7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-01-07 |
Branch Locations
8009 34Th Ave. S Ste. 800, Minneapolis, MN 55425 • United States
7333 E Doubletree Ranch Rd Ste 120, Scottsdale, AZ 85258 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sunset Financial Services | Kansas City | MO | 01/2006 | 01/2022 |
| Securities America, Inc. | Minneapolis | MN | 11/2014 | 01/2022 |
| Securities America Advisors, Inc. | Minneapolis | MN | 11/2014 | 01/2022 |
| United Planners Financial Services | Scottsdale | AZ | 01/2022 | Present |
| Chanda Sour | Minneapolis | MN | 01/2007 | Present |
1.) LUDWIG FINANCIAL GROUP - PRESIDENT - DBA NAME FOR MARKETING PURPOSES ONLY - MINNEAPOLIS, MN - SINCE 01/2022 - INVESTMENT RELATED 2.) CHANDA SOUR - INSURANCE AGENT - NON-VARIABLE INSURANCE - MINNEAPOLIS, MN - SINCE 01/2007 - INVESTMENT RELATED 3.) HUCKIN FINANCIAL GROUP - VICE PRESIDENT OF HFG - DBA NAME FOR MARKETING PURPOSES ONLY - HOUSTON, TX - SINCE 04/2022 - INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-12 |
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