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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-09-01 |
| TX | RA | APPROVED | 2022-09-01 |
Branch Locations
505 14Th St, Suite 900, Offices 928, 929, 930, 931, Oakland, CA 94612 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
1255 Treat Blvd, Suite 100, Walnut Creek, CA 94597 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oakland | CA | 05/2006 | 09/2022 |
| Bank Of America, N.A. | Oakland | CA | 07/2019 | 09/2022 |
| Lpl Financial Llc | Oakland | CA | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-12-17 |
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