Christine Anne Turnbull

Current Employers

401K Assist, Llc

San Clemente, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-12-08
TX	RA	APPROVED_RES	2019-04-08

CA RA
APPROVED

Since 2025-12-08
TX RA
APPROVED_RES

Since 2019-04-08

Branch Locations

San Clemente, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
401K Assist, Llc	San Clemente	CA	03/2016	Present

03/2016 → Present

401K Assist, Llc

San Clemente, CA

Other Businesses

INDEPENDENT INSURANCE AGENT; INSURANCE SALES (LIFE,ACCIDENT&HEALTH, AND VARIABLE CONTRACTS); INVESTMENT RELATED: YES; SPENDS APPROX. 8 HRS/WK. 401K ASSIST, LLC; CONSULTS ON 401K PLANS; SINCE 03/2016; SPENDS APPROX. 16 HRS/WK, SOME DURING TRADING; INVESTMENT RELATED: YES

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-10-06
S63	Uniform Securities Agent State Law Examination	2001-03-28

S65 Uniform Investment Adviser Law Examination

2016-10-06
S63 Uniform Securities Agent State Law Examination

2001-03-28

Other Names

Christine Annas

View on SEC IAPD