Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-03
FL RA APPROVED 2022-09-29
CO RA APPROVED 2022-09-28
IL RA APPROVED 2022-09-28
IN RA APPROVED 2022-09-28
MI RA APPROVED 2022-09-28
OH RA APPROVED 2022-09-28
  • TX RA
    APPROVED_RES
    Since 2023-01-03
  • FL RA
    APPROVED
    Since 2022-09-29
  • CO RA
    APPROVED
    Since 2022-09-28
  • IL RA
    APPROVED
    Since 2022-09-28
  • IN RA
    APPROVED
    Since 2022-09-28
  • MI RA
    APPROVED
    Since 2022-09-28
  • OH RA
    APPROVED
    Since 2022-09-28

Branch Locations

One North Wacker Drive Ste 3300, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc Chicago IL 07/2014 09/2022
Ubs Financial Services Chicago IL 09/2022 Present
  • 07/2014 → 09/2022
    Sanford C. Bernstein & Co., Llc
    Chicago, IL
  • 09/2022 → Present
    Ubs Financial Services
    Chicago, IL
Previous Registrations
Other Businesses

NAME OF OTHER BUSINESS: LiftUp Communities / INVESTMENT RELATED?: N / ADDRESS: 2036 W Walnut St, Chicago / NATURE OF THE BUSINESS: Helping low-wage and underemployed workers flourish. / POSITION: Member of Board of directors/ DUTIES: Chair of the Board. Quarterly board meetings, as well as interim work to support the mission. / START DATE: 1/1/22 / HOURS DEVOTED TO BUSINESS: NA Plan Commission of Lake Forest,IL60045https://www.cityoflakeforest.com/government/boards_and_commissions/plan_commission.phpGovernmental Entity,The Plan Commission is a volunteer organization to approve special use permits and other special projects as assigned by city leadership for strategic review.Volunteer member providing advice and recommendations on special use permits for the city of Lake Forest.The Plan Commission is a volunteer organization to approve special use permits and other special projects as assigned by city leadership for strategic review. Volunteer member providing advice and recommendations on special use permits for the city of Lake Forest.Start date -11/12/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-24
  • S66 Uniform Combined State Law Examination
    2014-10-24

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor