David Joseph Paladino

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-07-10

TX RA
APPROVED

Since 2025-07-10

Branch Locations

Austin, TX • United States

13740 Research Blvd Bldg F Ste 2, Austin, TX 78750 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Next Financial Group	Austin	TX	06/2015	07/2025
Lpl Financial Llc	Austin	TX	07/2025	Present

06/2015 → 07/2025

Next Financial Group

Austin, TX
07/2025 → Present

Lpl Financial Llc

Austin, TX

Previous Registrations

2016-04-04 → 2025-07-10

Next Financial Group, Inc.

Austin, TX

Austin, TX

Austin, TX

Other Businesses

1. 07/10/2025- Planning Is Art-DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 06/06/2025- 200 Hours Per Month- 130 Hours During Trading 2. 07/10/2025- Planning Is Art- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 06/06/2025- 10 Hours Per Month- 2 Hours During Trading 3. 07/10/2025- Freelance Bass Player- Artist/ Musician- Not INV Related- At Reported Business Location(s)- Start date 01/01/2016- 25 Hours Per Month

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-04-01
S63	Uniform Securities Agent State Law Examination	1997-09-24

S65 Uniform Investment Adviser Law Examination

2016-04-01
S63 Uniform Securities Agent State Law Examination

1997-09-24

View on SEC IAPD