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Douglas William Deubel

Raymond James & Associates, Inc.

Chicago, IL

Prescott, AZ

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-06-16
TX RA APPROVED_RES 2019-10-31
  • AZ RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2019-10-31

Branch Locations

120 S Riverside Plaza Suite 700, Chicago, IL 60606 • United States

Prescott, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Chicago IL 10/2011 06/2021
Raymond James & Associates, Inc. Prescott AZ 06/2021 Present
Previous Registrations
  • 2010-06-22 → 2011-09-30
    Lasalle St. Investment Advisors, L.L.C.
    Prescott, AZ
  • 2009-05-27 → 2010-05-26
    Wells Fargo Investments, Llc
    Tucson, AZ
    Prescott, AZ
    Prescott Valley, AZ
  • 2007-08-14 → 2009-05-07
    Morgan Stanley & Co. Llc
    Prescott, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-28
S65 Uniform Investment Adviser Law Examination 1997-05-28
S63 Uniform Securities Agent State Law Examination 1997-05-20
  • S66 Uniform Combined State Law Examination
    2017-09-28
  • S65 Uniform Investment Adviser Law Examination
    1997-05-28
  • S63 Uniform Securities Agent State Law Examination
    1997-05-20

View on SEC IAPD

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