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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-09-05
  • OH RA
    APPROVED
    Since 2025-09-05

Branch Locations

408 Main St, Delta, OH 43515 • United States

2105 River Road, Maumee, OH 43537 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Delta OH 10/1997 09/2025
Avantax Advisory Services Delta OH 05/1998 09/2025
Hawthorne Financial Delta OH 05/2011 Present
Bjd Associates Inc Delta OH 11/1997 Present
Avantax Insurance Agency, Llc Delta OH 06/2018 09/2025
Hawthorne Financial Llc Delta OH 05/2011 Present
York Township Trustees Delta OH 02/2023 03/2024
Cetera Wealth Services, Llc Maumee OH 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
York Township Trustees Delta OH 04/2024 Present
  • 10/1997 → 09/2025
    Avantax Investment Services, Inc.
    Delta, OH
  • 05/1998 → 09/2025
    Avantax Advisory Services
    Delta, OH
  • 05/2011 → Present
    Hawthorne Financial
    Delta, OH
  • 11/1997 → Present
    Bjd Associates Inc
    Delta, OH
  • 06/2018 → 09/2025
    Avantax Insurance Agency, Llc
    Delta, OH
  • 05/2011 → Present
    Hawthorne Financial Llc
    Delta, OH
  • 02/2023 → 03/2024
    York Township Trustees
    Delta, OH
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Maumee, OH
  • 09/2025 → Present
    Schaumburg, IL
  • 04/2024 → Present
    York Township Trustees
    Delta, OH
Previous Registrations
  • 1999-05-19 → 2025-09-05
    Avantax Advisory Services
    Lyons, OH
    Delta, OH
    Maumee, OH
Other Businesses

1) Keyport Life Insurance Agent~'NIR'~408 Main St~Delta~OH~43515~Independent Insurance Agent~Insurance Sales Agent~9/26/2002~1hrs~1hrs~Selling fixed annuity products through Keyport Life 2) Hawthorne Financial~'NIR'~408 Main St~Delta~OH~43515~Other~Owner/Sole Proprietor~5/1/2011~120hrs~120hrs~accounting/bookkeeping/tax preparation 3) HAWTHORNE FINANCIAL LLC; POSITION: Owner/Sole Proprietor NATURE: investment/financial planning/accounting/bookkeeping/tax preparation business INVESTMENT RELATED: Yes; 120; 120; 05/01/2011; 408 Main St, Delta OH 43515; investment/financial planning/accounting/bookkeeping/tax preparation 4) ROTH'S LIL' DOGGY BOUTIQUE; POSITION: Owner NATURE: Selling dog related items such as leashes, treats, and collars. INVESTMENT RELATED: No; 8; 0; 09/28/2022; 33 Hawthorne Dr, Delta OH 43515; purchasing and making dog related items for sale at craft shows 5) YORK TOWNSHIP TRUSTEES POSITION: Fiscal Officer NATURE: Voted in by the citizens of York Township to the office of Fiscal Officer for York Township. INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 30 START DATE: 04/01/2024 ADDRESS: 6955 Co Rd FG, Delta OH 43515, United States DESCRIPTION: Responsible for keeping accurate records of all accounts, transactions, budgets and proceedings for the township. 6) BJD ASSOCIATES INC POSITION: President NATURE: Real estate holding company INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/06/2025 ADDRESS: 408 Main St, Delta OH 43515, United States DESCRIPTION: 100% shareholder, collect rent and maintain buildings.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-06-22
  • S63 Uniform Securities Agent State Law Examination
    1998-06-22
Other Names
  • Janelle Ray Gulley

View on SEC IAPD

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