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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-02-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Tallahassee | FL | 01/2006 | 09/2018 |
| Td Ameritrade, Inc. | Tallahassee | FL | 02/2018 | 12/2022 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 12/2022 |
| Charles Schwab & Co., Inc. | Plantation | FL | 12/2022 | 04/2026 |
| Charles Schwab Bank, Ssb | Plantation | FL | 11/2023 | 04/2026 |
| Charles Schwab Bank, Ssb | Coral Gables | FL | 04/2026 | Present |
| Charles Schwab & Co., Inc. | Coral Gables | FL | 04/2026 | Present |
1) Spoiled Rotten Photography | Investment Related:No|Other|Owner but not operator|6/16/2023|Less than 20|0|Assist with marketing and customer issues.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-02 |
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