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Inactive

Brent Jameson Petty

Cwm, LLC

Wilsonville, OR

Seattle, WA

Omaha, NE

Lake Oswego, OR

Northwest Capital Management Inc.

Lake Oswego, OR

Wilsonville, OR

Seattle, WA

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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2023-06-12
WA RA APPROVED 2023-06-12
  • OR RA
    APPROVED
    Since 2023-06-12
  • WA RA
    APPROVED
    Since 2023-06-12

Branch Locations

Wilsonville, OR • United States

601 Union Street, Ste. 2600, Seattle, WA 98101 • United States

14600 Branch St., Omaha, NE 68154 • United States

1 Centerpointe Drive, Suite 115, Lake Oswego, OR 97035 • United States

Northwest Capital Management Inc.

1 Centerpointe Drive Suite 115, Lake Oswego, OR 97035 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2018-02-09
WA RA APPROVED 2005-06-16
  • OR RA
    APPROVED
    Since 2018-02-09
  • WA RA
    APPROVED
    Since 2005-06-16

Branch Locations

1 Centerpointe Drive Suite 115, Lake Oswego, OR 97035 • United States

Wilsonville, OR • United States

601 Union Street, Ste, 2600, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwest Capital Management, Inc. Portland OR 06/2005 06/2023
Cwm, Llc Omaha NE 06/2023 Present
Northwest Capital Management Lake Oswego OR 06/2023 Present
Carson Wealth Lake Oswego OR 06/2023 Present
  • 06/2005 → 06/2023
    Northwest Capital Management, Inc.
    Portland, OR
  • 06/2023 → Present
    Cwm, Llc
    Omaha, NE
  • 06/2023 → Present
    Northwest Capital Management
    Lake Oswego, OR
  • 06/2023 → Present
    Carson Wealth
    Lake Oswego, OR
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-21
S63 Uniform Securities Agent State Law Examination 1999-11-03
  • S65 Uniform Investment Adviser Law Examination
    2002-05-21
  • S63 Uniform Securities Agent State Law Examination
    1999-11-03
Designations

View on SEC IAPD

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Other Investors

JAN JAMES KLEIN
BRIAN S KOENIG
Ryan Elliott Johnson
KAREN MEDINA VALADEZ
Daniel John Dahle
Joshua Scott Stevens
Gina Janette Munguia-Martinez
Carissa Ann Peters

Other Offices

LPL FINANCIAL LLC · WILSONVILLE, OR
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilsonville, OR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WILSONVILLE, OR
WELLS FARGO CLEARING SERVICES, LLC · WILSONVILLE, OR
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilsonville, OR
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WILSONVILLE, OR
U.S. BANCORP ADVISORS, LLC · Wilsonville, OR
AUXIER ASSET MANAGEMENT · AURORA, OR

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