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Samuel A. Braun

Strategic Advisers LLC

Wheeling, IL

Evanston, IL

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • IL RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Wheeling, IL • United States

808 Church St, Evanston, IL 60201-3770 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tsc Distributors, Llc Chicago IL 05/2015 12/2016
First Dominion Capital Corp. Richmond VA 01/2017 12/2018
Vision 4 Fund Distributors, Llc Scottsdale AZ 01/2017 04/2019
Uber Chicago IL 07/2016 04/2019
Vision 4 Fund Distributors, Llc Scottsdale AZ 12/2021 01/2022
Regency Technologies Toledo OH 04/2019 07/2019
Resource Reclamation Toledo Toledo OH 07/2019 01/2022
Fidelity Investments Highland Park IL 01/2022 Present
Fidelity Investments Boston MA 03/2025 Present
  • 05/2015 → 12/2016
    Tsc Distributors, Llc
    Chicago, IL
  • 01/2017 → 12/2018
    First Dominion Capital Corp.
    Richmond, VA
  • 01/2017 → 04/2019
    Vision 4 Fund Distributors, Llc
    Scottsdale, AZ
  • 07/2016 → 04/2019
    Uber
    Chicago, IL
  • 12/2021 → 01/2022
    Vision 4 Fund Distributors, Llc
    Scottsdale, AZ
  • 04/2019 → 07/2019
    Regency Technologies
    Toledo, OH
  • 07/2019 → 01/2022
    Resource Reclamation Toledo
    Toledo, OH
  • 01/2022 → Present
    Fidelity Investments
    Highland Park, IL
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2022-04-04 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Highland Park, IL
  • 2014-01-13 → 2015-04-20
    Salient Capital Advisors, Llc
    Houston, TX
  • 2011-08-29 → 2014-01-21
    Eagle Asset Management Inc
    St. Petersburg, FL
  • 1999-02-03 → 2010-06-15
    Private Vista, Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-06-21
S63 Uniform Securities Agent State Law Examination 1997-03-31
  • S65 Uniform Investment Adviser Law Examination
    1997-06-21
  • S63 Uniform Securities Agent State Law Examination
    1997-03-31
Designations
Other Names
  • Samuel A Braun
  • Sam Braun
  • Samuel Arthur Braun
  • Samuel Arthur Abraun

View on SEC IAPD

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