Heather Carter Molin

Wells Fargo Clearing Services, LLC

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-11-09
NY	RA	APPROVED	2022-11-07
VA	RA	APPROVED	2022-11-07
CA	RA	APPROVED	2022-11-04
NJ	RA	APPROVED	2022-11-04

TX RA
APPROVED_RES

Since 2022-11-09
NY RA
APPROVED

Since 2022-11-07
VA RA
APPROVED

Since 2022-11-07
CA RA
APPROVED

Since 2022-11-04
NJ RA
APPROVED

Since 2022-11-04

Branch Locations

Water Mill, NY • United States

767 5Th Ave Fl 33, New York, NY 10153 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	New York	NY	09/2008	11/2022
Wells Fargo Clearing Services, Llc	Short Hills	NJ	11/2022	Present

09/2008 → 11/2022

Ubs Financial Services Inc

New York, NY
11/2022 → Present

Wells Fargo Clearing Services, Llc

Short Hills, NJ

Previous Registrations

2012-08-03 → 2022-11-15

Ubs Financial Services Inc.

New York, NY

Short Hills, NJ
2004-10-13 → 2008-10-02

Lehman Brothers Inc.

New York, NY

New York, NY

New York, NY
2003-01-17 → 2004-10-13

Credit Suisse Securities (Usa) Llc

New York, NY
2004-09-13 → 2004-09-17

Lehman Brothers Inc.

New York, NY
1997-12-11 → 2003-01-17

Pershing Llc

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-11-19

S66 Uniform Combined State Law Examination

2021-11-19

Other Names

Heather Azalee Carter
Heather Azalee Carter Molin

View on SEC IAPD

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