Henry Ralph Jongerling

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-10-31

NY RA
APPROVED

Since 2024-10-31

Branch Locations

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Advisors Corporation	Jericho	NY	02/2015	10/2024
Cambridge Investment Research, Inc.	Fairfield	IA	10/2024	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	10/2024	Present

02/2015 → 10/2024

Lincoln Financial Advisors Corporation

Jericho, NY
10/2024 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
10/2024 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2015-03-18 → 2024-10-31

Osaic Fa, Inc.

Syosset, NY

Jericho, NY

New York, NY
2007-05-29 → 2014-12-04

Citigroup Global Markets Inc.

New York, NY

New York, NY

Long Island City, NY

New York, NY

New York, NY
2005-05-06 → 2007-05-29

Citicorp Investment Services

New York, NY

New York, NY

Other Businesses

1) HENRY R. JONGERLING III, 1641 3rd Ave, Suite 31B, New York NY 10128, United States, 11/01/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 20/MO - 4/Trading 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 10/31/2024

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-05-20
S63	Uniform Securities Agent State Law Examination	1997-05-13

S65 Uniform Investment Adviser Law Examination

1997-05-20
S63 Uniform Securities Agent State Law Examination

1997-05-13

Other Names

Henry Ralph Jongerling
Henry Ralph Jongerling Iii

View on SEC IAPD