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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-29
WI RA APPROVED 2024-03-29
  • TX RA
    APPROVED
    Since 2024-03-29
  • WI RA
    APPROVED
    Since 2024-03-29

Branch Locations

111 E Wisconsin Ave Floor 22, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Milwaukee WI 09/2011 Present
Jpmorgan Chase Bank Milwaukee WI 04/2004 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-29
S63 Uniform Securities Agent State Law Examination 2012-02-14
  • S65 Uniform Investment Adviser Law Examination
    2024-03-29
  • S63 Uniform Securities Agent State Law Examination
    2012-02-14

View on SEC IAPD

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