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Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-17
CT RA APPROVED 2025-10-14
TX RA APPROVED 2025-10-14
  • FL RA
    APPROVED
    Since 2025-10-17
  • CT RA
    APPROVED
    Since 2025-10-14
  • TX RA
    APPROVED
    Since 2025-10-14

Branch Locations

Lutz, FL • United States

345 Highland Ave Ste 101, Chesire, CT 06410 • United States

2687 44Th Street Se, Kentwood, MI 49512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 10/2005 10/2025
Cetera Investment Advisers Llc Schaumburg IL 10/2005 10/2025
Regulus Financial Group Kentwood MI 10/2025 Present
Regal Investment Advisors Kentwood MI 10/2025 Present
  • 10/2005 → 10/2025
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 10/2005 → 10/2025
    Schaumburg, IL
  • 10/2025 → Present
    Regulus Financial Group
    Kentwood, MI
  • 10/2025 → Present
    Regal Investment Advisors
    Kentwood, MI
Previous Registrations
  • 2005-10-24 → 2025-10-15
    Cheshire, CT
    Cheshire, CT
    Land O Lakes, FL
    Lutz, FL
  • 2004-09-08 → 2005-10-24
    C.J.M. Asset Management, Llc
    Pompton Lakes, NJ
  • 2001-11-20 → 2004-09-02
    Securities America Advisors, Inc.
    Glastonbury, CT
Other Businesses

Business Name: Covenant Wealth Advisors - Investment Related: Yes - Address: 345 Highland Ave, Ste 101, Cheshire, CT 06410 - Nature of Business: Registered Rep Activities through Regulus Financial Group, LLC using a DBA name; Investment Advisory Activities through Regal Investment Advisors, LLC using a DBA name; Insurance - Title or Relationship: Registered Representative/Investment Advisor Representative/Insurance Agent - Start Date: 10/14/2025 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial and insurance services. Business Name: Covenant Tax & Insurance Services - Investment Related: No - Address: 345 Highland Ave, Ste 101, Cheshire Ct 06410 - Nature of Business: Tax Preparation - Title or Relationship: Owner - Start Date: 9/1/2018 - Hours per month: 10 - Hours per month during trading hours: 0 - Duties: Tax prep and planning occurring February-April. Business Name: PLV Enterprises - Investment Related: No - Address: 345 Highland Ave, Ste 101, Cheshire, CT 06410 - Nature of Business: Condo Rental - Title or Relationship: Owner - Start Date: 4/1/2016 - Hours per month: 1 - Hours per month during trading hours: 0 - Duties: Property management

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-01
S63 Uniform Securities Agent State Law Examination 1997-04-08
  • S65 Uniform Investment Adviser Law Examination
    2001-03-01
  • S63 Uniform Securities Agent State Law Examination
    1997-04-08
Other Names
  • Pete Vescovi

View on SEC IAPD

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