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Connie Diane Best

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Murfreesboro, TN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-07
TN RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2013-02-07
  • TN RA
    APPROVED
    Since 2009-10-23

Branch Locations

120 E Main St, Murfreesboro, TN 37130 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Murfreesboro TN 10/2009 Present
Previous Registrations
  • 2005-06-07 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Murfreesboro, TN
    Brentwood, TN
    Brentwood, TN
  • 2004-04-08 → 2005-05-31
    Citigroup Global Markets Inc.
    Nashville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-18
S63 Uniform Securities Agent State Law Examination 2003-10-20
  • S66 Uniform Combined State Law Examination
    2009-11-18
  • S63 Uniform Securities Agent State Law Examination
    2003-10-20
Other Names
  • Connie Diane Goodwin

View on SEC IAPD

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JOHN BENJAMIN PHILLIPS
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Corey Andrew Garner

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Murfreesboro, TN
EDWARD JONES · MURFREESBORO, TN
HULL WEALTH MANAGEMENT · MURFREESBORO, TN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · MURFREESBORO, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Murfreesboro, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Murfreesboro, TN
TRUIST ADVISORY SERVICES, INC. · MURFREESBORO, TN
AMERIPRISE FINANCIAL SERVICES, LLC · MURFREESBORO, TN

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