Ramkrishna Shukla

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-01-26

TX RA
APPROVED

Since 2022-01-26

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Tdameritrade Inc	Ft Worth	TX	04/2009	12/2022
Charles Schwab And Co., Inc.	Westlake	TX	12/2022	Present
Charles Schwab Bank, Ssb	Westlake	TX	11/2023	Present

04/2009 → 12/2022

Tdameritrade Inc

Ft Worth, TX
12/2022 → Present

Charles Schwab And Co., Inc.

Westlake, TX
11/2023 → Present

Charles Schwab Bank, Ssb

Westlake, TX

Previous Registrations

2009-04-13 → 2023-09-07

Td Ameritrade Investment Management, Llc

Ft Worth, TX

Southlake, TX

Westlake, TX
2009-04-13 → 2022-10-14

Td Ameritrade, Inc.

Fort Worth, TX

Westlake, TX
2007-03-07 → 2009-04-08

Wells Fargo Clearing Services, Llc

Addison, TX

Forest Hill, TX

Keller, TX

Fort Worth, TX

Rollingwood, TX

Colleyville, TX

Bedford, TX

Westworth Village, TX

Addison, TX

Colleyville, TX

Fort Worth, TX

Arlington, TX

Arlington, TX

Euless, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-04-18
S63	Uniform Securities Agent State Law Examination	1997-04-24

S65 Uniform Investment Adviser Law Examination

2007-04-18
S63 Uniform Securities Agent State Law Examination

1997-04-24

Other Names

Ram Shukla
Ramkrishna John Shukla

View on SEC IAPD

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews