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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-09-04 |
| TX | RA | APPROVED | 2017-01-06 |
| PA | RA | APPROVED | 2016-12-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pittsburgh | PA | 06/2016 | Present |
| Bank Of America, N.A. | Pittsburgh | PA | 10/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-30 |
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