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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-07-21 |
| FL | RA | APPROVED | 2009-10-09 |
Branch Locations
3801 Pga Blvd Suite 801, Palm Beach Gardens, FL 33410-2757 • United States
5355 Town Center Road Suite 800, Boca Raton, FL 33486 • United States
Delray Beach, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | West Palm Beach | FL | 10/2009 | Present |
| City National Bank | Palm Beach Gardens | FL | 02/2020 | Present |
(1) NAME OF ENTITY: Steve's Tees & Novelties ADDRESS: 14545 S Military Trail Suite J 337 Delray Beach Florida 33484 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Partnership START DATE: 14/07/2025 CAPACITY: Other DUTIES: I am president and will run the print on demand business through Amazon and Cafe Press. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-29 |
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