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600 East Wisconsin Ave Suite 107, Milwaukee, WI 53202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2023-05-16 |
Branch Locations
600 East Wisconsin Ave Suite 107, Milwaukee, WI 53202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Warden Wealth Management, Llc | Milwaukee | WI | 08/2009 | Present |
1. CITY LIGHTS CONDOMINIUM ASSOCIATION PRESIDENT. NOT INVESTMENT RELATED. 1725 NORTH PALMER ST MILWAUKEE, WI 53212 DUTIES INCLUDE TYPICAL BOARD MEMBER ACTIVITIES. 2. WARDEN BUSINESS MANAGEMENT, LLC OWNER. NOT INVESTMENT RELATED. 770 NORTH JEFFERSON ST SUITE 230 MILWAUKEE, WI 53202. WBM IS A CONSULTING FIRM WHERE BUSINESS, MANAGEMENT, MARKETING, AND OTHER RELATED ADVICE AND SERVICES ARE PROVIDED. AN ESTIMATE OF 10 TO 20 HOURS PER YEAR WILL BE SPENT ON THIS BUSINESS. 3. WARDEN FARM, LLC 1725 N PALMER ST MILWAUKEE, WI 53212. MEMBER and AGENT FOR FARM PROPERTY OWNED BY OUR FAMILY. PARENTS AND SIBLINGS ARE OTHER MEMBERS. NOT INVESTMENT RELATED. AN ESTIMATE OF 100 HOURS PER YEAR WILL BE SPENT ON THIS BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-28 |
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