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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-05-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 08/2009 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 08/2009 | Present |
1)INDEPENDENT INSURANCE AGENT, 23 N MAIN ST, ROCKFORD, MI, 7/1997 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/YR - 0/TRADING. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 5/WK - 5/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3) PFG ROCKFORD, LLC, 23 N MAIN ST, ROCKFORD, MI, SOLE LLC MEMBER,OWNER OF PROFESSIONAL BUILDING, NIR, 1/MO- 0/TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-14 |
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