Anthony Joseph Landi

Current Employers

Employment History

• 08/2007 → 05/2018
  Ubs Financial Services
  Providence, RI
• 05/2018 → Present
  Kestra Investment Services
  Cranston, RI
• 05/2018 → Present
  Kestra Private Wealth Management
  Cranston, RI

Previous Registrations

• 2007-08-03 → 2018-05-31
  Ubs Financial Services Inc.
  Providence, RI
• 2007-04-02 → 2007-08-06
  Morgan Stanley & Co. Llc
  Providence, RI
• 1998-03-18 → 2007-04-02
  Morgan Stanley Dw Inc.
  Providence, RI
  Providence, RI

Other Businesses

Business Name: The Northeast Investment Group Investment Related: Yes Address: 1000 Chapel View Boulevard, Suite 200 Cranston RI 02920 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Managing Partner Wealth Management Start Date: 5/23/2018 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Client Aquisition, financial planning, investment advice Business Name: Providence Rotary Investment Related: No Address: 27 Dryden Lane Providence RI 02904 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Secretary until 6/30/18 Then I will be First Vice President from 7/1/18-6/30/19 Start Date: 7/1/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Community Service Funding inner city Youth program Sit on the board and E committee Business Name: Landi Family Holdings Investment Related: No Address: 47 Kinney Ave Narragansett RI 02882 Nature of Business: Other Other/None of the Above collecting rent . property management Position, Title or Relationship: Partner Start Date: 1/1/2010 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: collecting rent property management Business Name: Bradley Hospital Investment Related: No Address: 1011 Veterans Memorial PKWY Riverside RI 02915 Nature of Business: Other Other/None of the Above Fundraising Position, Title or Relationship: Board of Governors Start Date: 9/1/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Fundraising Business Name: The Barber's Son LLC Investment Related: No Address: 47 Kinney Ave Narragansett RI 02882 Nature of Business: Other Other/None of the Above Account for business Position, Title or Relationship: President Start Date: 6/5/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Manage cash deposits Funds NE investment group Business Name: The Northeast Investment Group LLC Investment Related: Yes Address: 1000 Chapel View Blvd, Suite 200 Cranston RI 02920 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Managing Partner/Wealth Manager Start Date: 5/29/2018 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Client acquisition, Client relations, account management PROVIDENCE ROTARY CHARITIES FOUNDATION POSITION: Chairman NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2022 ADDRESS: Providence Rotary Foundation, PO Box 90, Barrington RI 02806, United States DESCRIPTION: Run quarterly meetings. Help with Fund raising. Coordinate with the Providence Rotary Board of directors for continuity within the Rotary Club.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-09
• S63 Uniform Securities Agent State Law Examination
  1997-05-02

Other Names

• Anthony Joseph Landi
• Anthony Joseph Landi
• Anthony Joseph Landi
• Anthony Joseph Landi