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Brandon Todd York

Rbc Capital Markets, LLC

Walnut Creek, CA

Pleasanton, CA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-11-08
TX RA APPROVED 2018-11-07
  • CA RA
    APPROVED
    Since 2018-11-08
  • TX RA
    APPROVED
    Since 2018-11-07

Branch Locations

1331 North California Blvd. Suite 650, Walnut Creek, CA 94596 • United States

Pleasanton, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Pleasanton CA 06/2009 11/2018
Morgan Stanley Private Bank, National Association New York NY 01/2015 11/2018
Rbc Capital Markets, Llc. Walnut Creek CA 11/2018 Present
  • 06/2009 → 11/2018
    Morgan Stanley
    Pleasanton, CA
  • 01/2015 → 11/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 11/2018 → Present
    Rbc Capital Markets, Llc.
    Walnut Creek, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-11-21
  • S66 Uniform Combined State Law Examination
    1997-11-21

View on SEC IAPD

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Other Offices

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BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
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