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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-04-17 |
| FL | RA | APPROVED | 2025-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Inc. | Miami | FL | 08/2009 | 06/2017 |
| J.P. Morgan Chase Bank, Na | Miami | FL | 11/2016 | 06/2017 |
| Suntrust Investment Services, Inc. | Atlanta | GA | 06/2017 | 09/2019 |
| Suntrust Bank, Inc. | Miami | FL | 06/2017 | 09/2019 |
| Suntrust Advisory Services, Inc | Atlanta | GA | 07/2017 | 09/2023 |
| Suntrust Investment Services, Inc. | Atlanta | GA | 09/2019 | 09/2023 |
| Suntrust Bank | Miami | FL | 09/2019 | 09/2023 |
| Lincoln Finanical Advisors | Fort Lauderdale | FL | 12/2023 | 01/2025 |
| Osaic Wealth, Inc. | Fort Lauderdale | FL | 01/2025 | Present |
1) HERITAGE FINANCIAL CONSULTANTS FT. LAUDERDALE FL CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: SALES AND SERVICE OF ACCIDENT AND HEALTH INSURANCE, FIXED ANNUITIES, TRADITIONAL LIFE INSURANCE START DATE: 12/2023 HOURS PER MONTH: 50 HOURS PER MONTH DURING TRADING HOURS: 50 2) JGC VENTURES, LLC FT. LAUDERDALE FL CATEGORY: LEGAL ENTITY/LLC INVESTMENT RELATED: NO TITLE: OWNER DUTIES: ENTITY CREATED TO HOLD REAL ESTATE HOLDINGS START DATE: 01/2012 HOURS PER MONTH: 3 HOURS PER MONTH DURING TRADING HOURS: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-09-08 |
| S65 | Uniform Investment Adviser Law Examination | 2004-02-02 |
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