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Annette Petersen

Carl F. Petersen. Inc

Prescott, AZ

Prescott, AZ

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Current Employers
Carl F. Petersen. Inc

Prescott, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2003-05-22
  • AZ RA
    APPROVED
    Since 2003-05-22

Branch Locations

Prescott, AZ • United States

7270 S. Randys Lane, Prescott, AZ 86303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carl F. Petersen., Inc. Glendale AZ 08/1988 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-03-05
  • S65 Uniform Investment Adviser Law Examination
    2003-03-05

View on SEC IAPD

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