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Gary Stocker

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Bridgewater, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2011-05-11
TX RA APPROVED 2011-05-11
  • NJ RA
    APPROVED
    Since 2011-05-11
  • TX RA
    APPROVED
    Since 2011-05-11

Branch Locations

1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States

Bridgewater, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 10/1996 Present
Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated Pennington NJ 10/1996 Present
Bank Of America/Merrill Lynch Pennington NJ 03/2011 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-16
S63 Uniform Securities Agent State Law Examination 1997-05-05
  • S66 Uniform Combined State Law Examination
    2010-04-16
  • S63 Uniform Securities Agent State Law Examination
    1997-05-05
Other Names
  • Gary M Stocker
  • Gary Michael Stocker
  • Gary M Stocker

View on SEC IAPD

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