Stevin Lindsay Moses

Current Employers

Founders Financial Securities Llc

1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-08-09
CT	RA	APPROVED	2016-03-28

TX RA
APPROVED_RES

Since 2024-08-09
CT RA
APPROVED

Since 2016-03-28

Branch Locations

Willis, TX • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Founders Financial Securities Llc	Towson	MD	03/2016	Present

03/2016 → Present

Founders Financial Securities Llc

Towson, MD

Previous Registrations

2015-02-03 → 2016-04-20

Northstar Wealth Partners Llc

West Hartford, CT
2009-07-31 → 2015-11-02

Lpl Financial Llc

Glastonbury, CT

West Hartford, CT
2010-09-01 → 2011-12-31

Stratos Wealth Partners, Ltd

West Hartford, CT
2004-09-20 → 2009-07-20

People'S Securities, Inc.

Bridgeport, CT

Vernon, CT
2003-07-01 → 2004-09-15

Mml Investors Services, Llc

Farmington, CT
1998-01-02 → 2003-03-27

Ameriprise Financial Services, Llc

East Hartford, CT

Other Businesses

1. SOUND CHOICE FINANCIAL LLC; INVESTMENT-RELATED; Private residence Conroe, TX 77304; INSURANCE SALES; START DATE: 03/2016; 5 HRS PER MONTH; 0 HRS DURING TRADING; SELLING OF VARIOUS INSURANCE PRODUCTS: LIFE, LONG TERM CARE & DISABILITY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-09-25
S63	Uniform Securities Agent State Law Examination	1997-09-12

S65 Uniform Investment Adviser Law Examination

1997-09-25
S63 Uniform Securities Agent State Law Examination

1997-09-12

View on SEC IAPD