Pelham Hugh Henry

Current Employers

Employment History

• 10/2009 → Present
  Stonex Securities Inc
  Fairhope, AL
• 06/2016 → Present
  Stonex Advisors Inc
  Fairhope, AL

Previous Registrations

• 2009-10-15 → 2016-06-30
  Intl Advisory Consultants Inc.
  Birmingham, AL
  Fairhope, AL
• 2007-01-08 → 2009-10-15
  Colonial Asset Management Inc
  Foley, AL
  Montgomery, AL

Other Businesses

1. INSURANCE ADJUSTING; NOT INVESTMENT RELATED; PO BOX 281 MONTROSE, AL. 36559; CATASTROPHE INSURANCE ADJUSTING; INDEPENDENT AGENT; 07/27/2012; HOURS VARY DEPENDING ON CALLS RECEIVED; 0 HOURS DURING SEC TRADING HOURS; ADJUST PROPERTY DAMAGE RELATING TO MAJOR CATASTROPHIES. 2. HENRY WEALTH MANAGEMENT, LLC.; NOT INVESTMENT RELATED; PO BOX 281 MONTROSE, AL. 36559; TAX PURPOSES; SOLE MEMBER; 10/2009; LESS THAN 1 HOUR PER WEEK AND DURING SECURITY TRADING HOURS; PAY EXPENSES AND PAYROLL RELATING TO MY BROKERAGE WORK. 3. CROP INSURANCE; NOT INVESTMENT RELATED; 22787 HWY 98 E4 FAIRHOPE, AL. 36532; INSURANCE;AGENT; WHEN P&C LICENSE EXAM IS TAKEN; 2 HOURS PER MONTH; 0 DURING SEC TRADING HOURS; CROP INSURANCE SALES. 4. Name of Business: P & C Insurance Business Address: 22787 US HWY 98 E4, Fairhope, AL 36532 Nature of Business: P & C Insurance Investment Related: NO Business Position, Title, Association: Agent Business Duties: Offer P & C insurance thru Alabama Coastal Ins., a local independent P & C insurance firm. Business Start Date: 7/2016 Approximate Hours Devoted to Business: 4 per month Approxiamte Hours During Market Hours: 0 5)White Birch Farms Inc PO Box 281, Montrose, AL 36559 Small Farm Non-investment related Co-owner Purchase and operate small working farm 6 hours a month, none during market hours 6) City of Fairhope Airport Authority Board Member 161 North Section Street Fairhope, AL 36532 Nature of Business: volunteer position to promote aviation in the city of fairhope. Investment Related: No Business Position: Board member Business Duties: once a month board meeting after market hours to discuss business at the airport. Business Start Date: 07/01/2021 Approximately two hours spent on this OBA monthly, with zero spent during market hours. 7) ST. JAMES EPISCOPAL CHURCH FINANCE COMMITTEE 860 N. SECTION ST. FAIRHOPE AL. 36532 NATURE OF BUSINESS: AS COMMITTEE MEMBER I HELP OVERSEE THE FINANCES OF THE CHURCH. INVESTMENT RELATED: NO BUSINESS POSITION: COMMITTEE MEMBER BUSINESS DUTIES: HELP OVERSEE THE FINANCES OF THE CHURCH BUSINESS START DATE: 02/16/2022 APPROXIMATELY ONE HOUR SPENT ON THIS OBA MONTHLY, WITH ZERO SPENT DURING MARKET HOURS. 8) Big Jake LLC - P.O. Box 281 Montrose, AL 36559 Nature of Business: possibly build an airplane hangar and other real estate ventures Investment Related: No Business Position: owner Business Duties: owner Business Start Date: 03/01/2023 Approximately three hours spent on this OBA with zero during market hours. 9) Make Aviation Great Again, LLC; NOT investment related; 8600 co rd 32, Fairhope, AL 36532; part owner of an airplane; 11/26/2024; 0 hrs/month 10) River Bank Financial Advisor - 1301 US Hwy 98 Daphne, al 36526 Nature of Business: River Bank Financial Advisor Investment Related: Yes Business Position: River Bank Financial Advisor Business Duties: River Bank Financial Advisor Business Start Date: 07/27/2026 Approximately 10 hours spent on this OBA monthly during market hours

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-12-07
• S63 Uniform Securities Agent State Law Examination
  1997-05-22

Other Names

• Pel Henry