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1720 Windward Concourse Suite 115, Alpharetta, GA 30005 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2019-08-23 |
| GA | RA | APPROVED | 2017-12-12 |
Branch Locations
Gam Tower 2 Tabonuco Street, Suite 200, Guaynabo, PR 00968 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Southern Securities, Llc | Alpharetta | GA | 09/2016 | 10/2020 |
| Rp Advisors, Llc | San Juan | PR | 11/2015 | 10/2023 |
| First Southern Asset Management Llc | Alpharetta | GA | 07/2017 | Present |
| First Southern Llc | Guaynabo | PR | 08/2017 | Present |
1. AEP (private equity)- personal investment in a private equity investment vehicle-Ashford Equity Partners. 2. QMC (private equity)- personal investment in a company that develops, builds, and acquires cell towers in Latin America-QMC Telecom International Holdings. 3. 654 Hato Rey Partners (real estate)- personal investment in an office building in San Juan, Puerto Rico. 4. El Caribe, 53 Calle Las Palmeras, San Juan, PR, Private Securities transaction, Nature of business: Investment in an office building, Position: Real estate manager, started July 5, 2018, Devote about 4 hrs/month during securities trading hours, Real estate management. 5. PESH, LLC, Metro Office Park, 8#1, Ste 401, Guaynabo, PR, Private Securities Transaction, Nature of business: Asset Manager over property, Title: Manager, Started June 20, 2017, Devote about 7hrs/month during securities trading hours, Asset Manager. 6. Phorcys Investment Advisors, Metro Office Park 8 Calle 1 Ste 401 Guaynabo, PR 00968. Real estate investment vehicle. 1 hour per month outside trading hours 7. Phorcys Real Estate Capital Partners. Metro Office Park 8 Calle 1 Ste 401 Guaynabo PR 00968 Management company of Phorcys Real Estate Fund 80 hrs/mth during trading hours . 8. San Juan Wave - Hotel Investment Metro Office Park 8 Calle 1 Guaynabo, PR 1hr/mth outside business hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-04 |
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