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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-08-12 |
| MA | RA | APPROVED | 2026-06-24 |
| CO | RA | APPROVED | 2026-03-13 |
| NC | RA | APPROVED | 2026-01-22 |
| AR | RA | APPROVED | 2026-01-15 |
| VA | RA | APPROVED | 2024-09-23 |
| FL | RA | APPROVED | 2024-04-15 |
| NH | RA | APPROVED | 2024-01-05 |
| CA | RA | APPROVED | 2023-04-06 |
| NY | RA | APPROVED | 2021-04-16 |
| RI | RA | APPROVED | 2021-01-05 |
| PA | RA | APPROVED | 2017-08-07 |
| TX | RA | APPROVED | 2016-09-20 |
| NJ | RA | APPROVED | 2007-05-03 |
| CT | RA | APPROVED | 2007-04-04 |
Branch Locations
Morristown, NJ • United States
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Rye Brook | NY | 04/2007 | Present |
| Guardian Life Insurance Company | Rye Brook | NY | 02/1997 | Present |
| Guardian Life Insurance Company | Florham Park | NJ | 06/2024 | 09/2025 |
| Park Avenue Securities | Florham Park | NJ | 06/2024 | 09/2025 |
| Guardian Life Insurance Company | Morristown | NJ | 09/2025 | Present |
| Park Avenue Securities | Morristown | NJ | 09/2025 | Present |
1. Donofrio Financial Management, LLC Owner of LLC of which some insurance commissions and renewals for outside carriers are paid to Start: 01/01/2005 Address: 800 Westchester Ave Suite N409 Rye Brook, NY 10573 10 bus hrs per month Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-09 |
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