Heather Nicole Richelson-hopkins

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-07-02
NJ	RA	APPROVED	2011-02-04

TX RA
APPROVED_RES

Since 2020-07-02
NJ RA
APPROVED

Since 2011-02-04

Branch Locations

150 Jfk Parkway 2Nd Floor, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Short Hills	NJ	02/2011	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

02/2011 → Present

Morgan Stanley Smith Barney

Short Hills, NJ
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2004-04-15 → 2011-02-09

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Iselin, NJ

Edison, NJ

Scotch Plains, NJ

Other Businesses

1. AUTHOR- PUBLISHED A FICTION BOOK; NON INVESTEMENT RELATED; NO ADDRESS; NO BUSINESSN NAME; PUBLISHED A BOOK ON A WEBSITE FOR SALE. *537070- Trust; Investment related-Yes; Ocean, New Jersey; 08/2022; During business hours: 3; After business hours: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-12-18
S63	Uniform Securities Agent State Law Examination	1997-09-17

S65 Uniform Investment Adviser Law Examination

1997-12-18
S63 Uniform Securities Agent State Law Examination

1997-09-17

Other Names

Heather N Richelson
Heather Nicole Richelson

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