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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-11-14 |
Branch Locations
Litchfield, MN • United States
304 N Ramsey Ave Box 52, Litchfield, MN 55355 • United States
600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Litchfield | MN | 09/2014 | 11/2024 |
| Prudential Insurance Company Of America | Litchfield | MN | 09/2014 | Present |
| Lpl Enterprise, Llc | Litchfield | MN | 11/2024 | Present |
1. 11/14/2024 - James B Ellingson - Coach/ Sports/ Fitness - Litchfield, MN - NOT INV REL - Start Date 01/01/1992 - 6hrs/mth 2. 11/14/2024 - Golden Fleece Masonic Lodge #89 - Non-Profit Board Member - Litchfield, MN - NOT INV REL - Start Date 01/06/2020 - 6hrs/mth 3. 11/14/2024 - Star Lake Association - Non-Profit Board Member - Litchfield, MN - NOT INV REL - Start Date 06/04/2022 - 2hrs/mth 4. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-19 |
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