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Kathryn Donovan

Ameriprise Financial Services, LLC

Minneapolis, MN

Minneapolis, MN

St Louis Park, MN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2018-08-30
  • MN RA
    APPROVED
    Since 2018-08-30

Branch Locations

901 3Rd Avenue South, Minneapolis, MN 55402 • UNITED STATES

901 3Rd Ave S, Minneapolis, MN 55402 • United States

St Louis Park, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 05/1999 03/2020
Ameriprise Financial Services, Inc. Minneapolis MN 09/2005 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
  • 05/1999 → 03/2020
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 09/2005 → 03/2020
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Minneapolis, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-14
S63 Uniform Securities Agent State Law Examination 1998-07-06
  • S65 Uniform Investment Adviser Law Examination
    1999-07-14
  • S63 Uniform Securities Agent State Law Examination
    1998-07-06
Designations
Other Names
  • Katie Deforge
  • Kathryn Eileen Donovan
  • Katie Donovan
  • Kathryn Eileen Deforge

View on SEC IAPD

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