Best Investors Account Sign in
Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2021-08-26
AZ RA APPROVED 2008-12-24
  • OR RA
    APPROVED
    Since 2021-08-26
  • AZ RA
    APPROVED
    Since 2008-12-24

Branch Locations

Corvallis, OR • United States

12555 Manchester Road, St. Louis, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Springfield MO 06/1998 Present
  • 06/1998 → Present
    Edward D. Jones & Co., L.P.
    Springfield, MO
Other Businesses

FINRA Type of business: Dispute Resolution Los Angeles, CA Start date: 2/6/2002 Industry Arbitrator Hours per week: 0 Hours during trading: 0 I am an industry Panelist for FINRA.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-18
S63 Uniform Securities Agent State Law Examination 1997-03-17
  • S65 Uniform Investment Adviser Law Examination
    1997-12-18
  • S63 Uniform Securities Agent State Law Examination
    1997-03-17

View on SEC IAPD

More in Corvallis, OR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor