Joseph Bernard Peck

Zacks Investment Management, Inc.

Jacksonville Beach, FL

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Current Employers

Zacks Investment Management, Inc.

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2023-12-11
MD	RA	APPROVED	2023-12-11
VA	RA	APPROVED	2006-10-02

DC RA
APPROVED

Since 2023-12-11
MD RA
APPROVED

Since 2023-12-11
VA RA
APPROVED

Since 2006-10-02

Branch Locations

Jacksonville Beach, FL • United States

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith, Inc.	Washington	DC	06/2001	Present
Zacks Investment Management	Chciago	IL	09/2006	Present
Zacks & Company	Chicago	IL	09/2006	Present

06/2001 → Present

Merrill Lynch, Pierce, Fenner & Smith, Inc.

Washington, DC
09/2006 → Present

Zacks Investment Management

Chciago, IL
09/2006 → Present

Zacks & Company

Chicago, IL

Previous Registrations

2001-06-08 → 2006-10-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC

Washington, DC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-04-18
S63	Uniform Securities Agent State Law Examination	1997-04-14

S65 Uniform Investment Adviser Law Examination

1997-04-18
S63 Uniform Securities Agent State Law Examination

1997-04-14

View on SEC IAPD

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