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Current Employers
Capital Investment Advisors

1000 Potomac Street N.W. Suite 300, Washington D.C., DC 20007 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2016-12-05
DE RA APPROVED 2016-11-14
PA RA APPROVED 2016-11-14
VA RA APPROVED 2016-11-14
MD RA APPROVED 2016-11-11
  • DC RA
    APPROVED
    Since 2016-12-05
  • DE RA
    APPROVED
    Since 2016-11-14
  • PA RA
    APPROVED
    Since 2016-11-14
  • VA RA
    APPROVED
    Since 2016-11-14
  • MD RA
    APPROVED
    Since 2016-11-11

Branch Locations

Easton, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 01/2013 11/2016
Cambridge Investment Research, Inc. Fairfield IA 11/2016 Present
Capital Investment Advisors Inc. Bethesda MD 11/2016 Present
  • 01/2013 → 11/2016
    Cetera Advisors Llc
    Denver, CO
  • 11/2016 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2016 → Present
    Capital Investment Advisors Inc.
    Bethesda, MD
Previous Registrations
  • 2007-02-05 → 2016-11-04
    Cetera Advisors Llc
    Kalamazoo, MI
    Easton, MD
  • 2003-04-02 → 2007-01-10
    Voya Financial Partners, Llc
    Easton, MD
    Fairfax, VA
    Easton, MD
Other Businesses

1.CAPITAL INVESTMENT ADVSIORS INC, 4800 MONTGOMERY LN STE M-25, BETHESDA, MD, 10/2016 AS ADVISORY REP OF A RIA. INV REL - 20 HR/WK - 3/TRADING. 2.INNOVATIVE INVESTING, 28070 BAILEYS NECK RD, EASWTON, MD, 1/2000 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1/MO - 0/TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-02-18
S63 Uniform Securities Agent State Law Examination 1997-03-11
  • S65 Uniform Investment Adviser Law Examination
    2003-02-18
  • S63 Uniform Securities Agent State Law Examination
    1997-03-11
Other Names
  • Marge Opalski

View on SEC IAPD

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