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Philip Louis Casciano

Capital Client Group, Inc.

Los Angeles, CA

North Caldwell, NJ

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-06-09
  • CA RA
    APPROVED
    Since 2016-06-09

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

North Caldwell, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Los Angeles CA 06/2016 01/2021
American Funds Los Angeles CA 01/2021 Present
  • 06/2016 → 01/2021
    American Funds
    Los Angeles, CA
  • 01/2021 → Present
    American Funds
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-02-20
S63 Uniform Securities Agent State Law Examination 1998-02-11
  • S65 Uniform Investment Adviser Law Examination
    2004-02-20
  • S63 Uniform Securities Agent State Law Examination
    1998-02-11
Other Names
  • Philip Louis Casciano

View on SEC IAPD

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