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15 W 38Th St. #704, New York, NY 10018 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-01-14 |
| KS | RA | APPROVED | 2025-12-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Client One Securities, Llc | Topeka | KS | 12/2015 | 12/2025 |
| Stirlingshire Investments | New York | NY | 12/2025 | Present |
Insurance Sales Life, Health, Variable Contracts DBA Munker Financial; Investment related; 7625 SW 37th Street Topeka, KS 66614; Agent; 50 hrs/mo; 75 hrs/mo; Sales & Service of Annuities, Life Insurance, Long Term Care Insurance, Variable Contracts.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-10 |
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