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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-10-10
  • LA RA
    APPROVED
    Since 2024-10-10

Branch Locations

1301 Camelia Blvd., Lafayette, LA 70508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hancock Whitney Bank Lafayette LA 05/2013 Present
Cetera Investment Services Llc Saint Cloud MN 09/2022 Present
Cetera Investment Advisers Llc Lafayette LA 10/2024 Present
  • 05/2013 → Present
    Hancock Whitney Bank
    Lafayette, LA
  • 09/2022 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 10/2024 → Present
    Lafayette, LA
Other Businesses

1. PRIVATE WEALTH BANKER FOR HANCOCK WHITNEY, LENDING (COMMERCIAL AND CONSUMER), DEPOSITORY RELATIONSHIPS, WORKS WITH TRUST DEPARTMENT & ASSET MANAGEMENT TEAM TO UNCOVER OPPORTUNITIES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-07
S63 Uniform Securities Agent State Law Examination 2002-06-13
  • S66 Uniform Combined State Law Examination
    2024-10-07
  • S63 Uniform Securities Agent State Law Examination
    2002-06-13

View on SEC IAPD

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