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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-23 |
| FL | RA | APPROVED | 2021-07-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa | New York | NY | 10/2002 | 10/2017 |
| Hsbc Securities (Usa) Inc. | New York City | NY | 01/2005 | 10/2017 |
| Wells Fargo Clearing Services, Llc | Miami | FL | 10/2017 | 04/2021 |
| Morgan Stanley Smith Barney Llc | Miami | FL | 04/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-06 |
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